القواعد القانونية المنظمة لعمل شركات الاستثمار المالي في اليمن وأثرها على سوق الأوراق المالية: دراسة مقارنة

Abstract

The study dealt with the legal rules governing the work of the financial investment companies in Yemen and their impact on the stock market (comparative study). The problem of the study was the lack of legal rules governing the work of the financial investment companies and the stock market in Yemen and it is insufficient and feasible. Capital and savers, and the study gained importance from the importance of financial investment companies and their role in the economic development of the couny. The study aimed to identify the nature of the work of the financial investment companies and the legal rules governing them, and contribute to the development of control mechanisms, and know the safeguards that protect the interests of savers and their shareholders, and study the practical impact of these rules on the stock market, savers and capitalists, Of the specialized staff of companies and investment banks, the stock market, the Ministry of Investment, Industry and Trade, an others related to the study community in the Republics of Yemen and Sudan. The study followed the comparative, descriptive and analytical method The random sample was used in the selection of the study population. The questionnaire was used as a main tool for data collection. 150 hquestionnaires were distributed to the sample members. To achieve the research objectives and to answer the hypothesis of the study, . The study reached the following results: - The results of the questionnaire revealed the existence of legal rules regulating the work of financial investment companies in Yemen and Sudan, but they are incomplete and need to be completed, and to collect them in a unified law . - The legal rules of companies and investment banks support the preservation of capital and reduce emigration abroad, through the preservation of non-migration of experiences and conservation of savings and control of national resources. The study reached the following recommendations: - Work to complete the procedures of the legal rules governing the work of financial investment companies, in order to form a complete picture through which to exercise their work, and clarify the mechanisms of their application . - The senior management should organize training courses for administrative leaders in the sector of companies and investment banks, and the stock market in the two republics (Yemen - Sudan) under study, the importance of the legal rules governing the work of the stock market and increase their knowledge enrichment.